Governance & Compliance Oversight

Governance & Compliance Oversight

Effective governance provides the foundation for sustainable compliance. Oxalys assists businesses in strengthening the structures through which regulatory responsibilities are assigned, monitored and challenged. We review governance arrangements, reporting lines, roles and responsibilities, escalation procedures and management oversight to help ensure that compliance is appropriately embedded within the organisation. We also assist with compliance reporting and management information, enabling decision-makers to obtain meaningful visibility over key risks, issues and control weaknesses. Our approach is designed to establish clear accountability and support timely escalation and remediation where required. By strengthening the connection between compliance, management and governance, we help organisations move from compliance as a standalone function to a more integrated part of their overall business framework.

Who it's for: Management Companies, GBCs, Specialised Licence holders and businesses seeking to strengthen compliance governance.

Governance reviews

Roles and responsibilities

Compliance reporting

Management information

Escalation procedures

Oversight frameworks