Independent AML/CFT/CPF Audit

Independent AML/CFT/CPF Audit

We provide independent AML/CFT/CPF audits designed to objectively assess the adequacy and effectiveness of an organisation's compliance framework and controls. Our audits go beyond reviewing whether policies and procedures exist, focusing on how effectively they are implemented and operate in practice. We assess key areas including governance, customer due diligence, risk assessments, ongoing monitoring, record keeping, internal controls and compliance processes. Our independent approach provides management with an objective view of existing arrangements, highlighting weaknesses, areas of exposure and opportunities for improvement. We provide practical recommendations to support remediation and strengthen the overall compliance framework. Our audits can also assist organisations in preparing for regulatory scrutiny by ensuring that their compliance arrangements are appropriately documented, implemented and evidenced.

Who it's for: Businesses subject to AML/CFT/CPF obligations and seeking an independent assessment of their compliance framework.

Framework assessment

KYC/CDD file testing

Control testing

Risk assessment review

Policy review

Remediation follow-up